Charlotte Litigation Members Neil Bloomfield and Ed O’Keefe will be serving as panelists at the upcoming SIFMA Compliance and Legal Society’s Charlotte Regional Seminar on Monday, September 24, 2018. This one day seminar feature presentations by leading securities regulators and industry professionals. Bloomfield will be speaking on the Privacy and Cybersecurity Issues panel alongside Keith Agisim (Moderator, Bank of America), Michael Adams (McGuireWoods), James Powell (LPL Financial LLC), and John Reed Stark (John Reed Stark Consulting, LLC). O’Keefe will be speaking on the Intersection of Banking and Wealth Management panel alongside Julie Hobbs (Moderator, Morgan Stanley), Beth Dorfman (Bank of America Merrill Lynch), Thomas McQuade (Protiviti), Michael Solomon (FINRA), and Donald Sutherland (Wells Fargo & Company).
Neil Bloomfield has more than a decade of experience advising major financial institutions, and other highly regulated entities in responding to government investigations, including responding to global investigations into LIBOR and other reference rates, foreign exchange trading, and the allegations raised by the Panama Papers. He also frequently advises clients as they implement programs to comply with regulatory requirements, including requirements created by Recovery and Resolution Planning and CCAR.