SIFMA Compliance and Legal Society’s Charlotte Regional Seminar on Monday, September 24, 2018

Charlotte Litigation Members Neil Bloomfield and Ed O’Keefe will be serving as panelists at the upcoming SIFMA Compliance and Legal Society’s Charlotte Regional Seminar on Monday, September 24, 2018. This one day seminar feature presentations by leading securities regulators and industry professionals.  Bloomfield will be speaking on the Privacy and Cybersecurity Issues panel alongside Keith Agisim (Moderator, Bank of America), Michael Adams (McGuireWoods), James Powell (LPL Financial LLC), and John Reed Stark (John Reed Stark Consulting, LLC).  O’Keefe will be speaking on the Intersection of Banking and Wealth Management panel alongside Julie Hobbs (Moderator, Morgan Stanley), Beth Dorfman (Bank of America Merrill Lynch), Thomas McQuade (Protiviti), Michael Solomon (FINRA), and Donald Sutherland (Wells Fargo & Company).

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