FINANCIAL REGULATORY ADVICE AND RESPONSE TEAM ISSUE CLIENT ALERT (Aug 2017): Jim McLoughlin, Ed O’Keefe and Tom Pennington issued a client alert titled, “Focusing on the Mission While Watching Macro Trends,” on August 16. The alert provides clients with guidance on how to focus on a commonly understood corporate mission while watching for macro trends which ultimately will reduce the risk of unstable environments. The three macro trends discussed in the article include: The US Common Market Is Fraying; Reduced Returns Heighten Focus on Costs; and Process-Based Management Can Be More Fully Deployed. Click here to read more.
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About Jim McLoughlin
Jim McLoughlin's extensive regulatory, litigation and arbitration track record includes arbitrations before numerous industry and general arbitration organizations; civil trials and appeals in various state and federal courts across the country; and criminal investigations, trials and appeals in matters from anti-terrorism to antitrust to securities fraud. He has represented clients in responding to and defending investigations by the SEC, IRS, FINRA, DOJ, FTC, CFTC, OCC, FRB, FDIC, NC Attorney General's Office, the United Kingdom FCA, the Monetary Authority of Singapore, Hong Kong Monetary Authority, Central Bank of Brazil, the Brazilian IRS and the Korean FTC, among others.Leave a comment Cancel reply
Welcome to the White Collar Defense, Investigations and Regulatory Advice Blog
As government authorities around the world create a constantly evolving regulatory environment and conduct overlapping investigations, companies are facing perhaps the most challenging environment. Moore & Van Allen has created this blog to help keep our clients up to date in these fast-moving areas and to serve as a thought leader as regulations and enforcement policy continue to develop. Our blog is a combined effort of Moore & Van Allen’s White Collar, Regulatory Defense, and Investigations team and our Financial Regulatory Advice and Response team.
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MVA’s White Collar, Regulatory Defense, and Investigations team services clients in some of the most heavily regulated and scrutinized industries in the U.S. and abroad. This team is made up of former government attorneys as well as private practitioners with decades of experience representing Fortune 100 institutions in international inquires in the United States, European Union, United Kingdom, Singapore, Thailand, Hong Kong, Argentina, Brazil, Chile, Uruguay, and Canada.
Our Financial Regulatory Advice and Response Team combines the experience of former general counsels from some of the largest international financial institutions with that of our seasoned regulatory attorneys to advise clients complex multi-regulator environment on a wide variety of complex regulatory compliance matters, including Comprehensive Capital Analysis and Review (CCAR), Recovery and Resolution Planning, Risk Data Aggregation, the Volcker Rule, consumer finance regulations, and bank secrecy and anti-money laundering regulations. Read More About the MVA Investigations and MVA Financial Regulatory Response Practices. Meet Our Investigations and Financial Regulatory Response Teams.
Our Financial Regulatory Advice and Response Team combines the experience of former general counsels from some of the largest international financial institutions with that of our seasoned regulatory attorneys to advise clients complex multi-regulator environment on a wide variety of complex regulatory compliance matters, including Comprehensive Capital Analysis and Review (CCAR), Recovery and Resolution Planning, Risk Data Aggregation, the Volcker Rule, consumer finance regulations, and bank secrecy and anti-money laundering regulations. Read More About the MVA Investigations and MVA Financial Regulatory Response Practices. Meet Our Investigations and Financial Regulatory Response Teams.
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