Events & Publications

Financial Regulatory Advice and Response Team Issue Client Alert

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Jim McLoughlin, Ed O’Keefe and Tom Pennington issued a client alert titled, “Focusing on the Mission While Watching Macro Trends,” on August 16, 2017. The alert provides clients with guidance on how to focus on a commonly understood corporate mission while watching for macro trends which ultimately will reduce the risk of unstable environments. The three macro trends discussed in the article include: The US Common Market Is Fraying; Reduced Returns Heighten Focus on Costs; and Process-Based Management Can Be More Fully Deployed. Click here to read more.

Jim McLoughlin

About Jim McLoughlin

Jim McLoughlin's extensive regulatory, litigation and arbitration track record includes arbitrations before numerous industry and general arbitration organizations; civil trials and appeals in various state and federal courts across the country; and criminal investigations, trials and appeals in matters from anti-terrorism to antitrust to securities fraud. He has represented clients in responding to and defending investigations by the SEC, IRS, FINRA, DOJ, FTC, CFTC, OCC, FRB, FDIC, NC Attorney General's Office, the United Kingdom FCA, the Monetary Authority of Singapore, Hong Kong Monetary Authority, Central Bank of Brazil, the Brazilian IRS and the Korean FTC, among others.

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As government authorities around the world create a constantly evolving regulatory environment and conduct overlapping investigations, companies are facing perhaps the most challenging environment. Moore & Van Allen has created this blog to help keep our clients up to date in these fast-moving areas and to serve as a thought leader as regulations and enforcement policy continue to develop. Our blog is a combined effort of Moore & Van Allen’s White Collar, Regulatory Defense, and Investigations team and our Financial Regulatory Advice and Response team.

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