Meeks and O’Keefe Article, “Pursuit of a Regulatory Practice Dream: The Story of 2 Powerhouse Bank GCs Uniting,” published by Corporate Counsel

Charlotte Financial Regulatory Advice and Response Members Barbara Meeks and Ed O’Keefe’s article titled, “Pursuit of a Regulatory Practice Dream: The Story of 2 Powerhouse Bank GCs Uniting,” was published by Corporate Counsel on July 26, 2019. In the article,…

New Federal Reserve Rating System; U.S. Sues UBS Over Residential Mortgage-Backed Securities; Traders Charged With Spoofing & More

As government authorities around the world create a constantly evolving regulatory environment, conduct overlapping investigations, and bring parallel proceedings, companies are facing perhaps the most challenging regulatory and criminal enforcement environment. Our goal is to serve as a leading-edge resource…

Moore & Van Allen welcomes former OCC Deputy Comptroller Kristina B. Whittaker to Financial Regulatory Advice and Response team

Moore & Van Allen PLLC is pleased to announce that Kristina (“Kris”) B. Whittaker, former Deputy Comptroller for Special Supervision in the Office of the Comptroller of the Currency (OCC), has joined the firm’s Charlotte office as Counsel. Whittaker will practice on…

Anti-Money Laundering and Bank Secrecy Act Update

By Neil Bloomfield and Nathan White. After the Panama Papers exposed efforts by wealthy individuals and government officials to hide funds offshore, government authorities around the world have responded with new legislation, regulations and enforcement actions that are beginning to reshape…