MVA White Collar Defense, Investigations, and Regulatory Advice Blog
Events & Publications
PRESENTATION AT SIFMA C&L ANNUAL SEMINAR
Neil Bloomfield presented at the SIFMA C&L Annual Seminar on March 20th. Mr. Bloomfield provided an outside counsel perspective on managing large scale litigation and investigations. The panel focused on incorporating project management techniques from business into the practice of law and innovations in technology and processes that can make the practice more efficient and effective. Mr. … Continue reading
Bloomfield and O’Keefe Coordinate Panel with Regulatory and Industry Leaders on the LIBOR Transition
Neil Bloomfield and Ed O’Keefe are coordinating a panel titled “LIBOR and the Potential Replacement Reference Rates: Where Do We Go from Here?” for the UNC Banking Institute on March 22 at the Ritz-Carlton in Charlotte, NC. Speakers on the panel include Ann Battle of the International Swaps and Derivatives Association, Inc., David Bloom of … Continue reading
O’Keefe to Present at 2018 Financial Markets Association Conference
Charlotte Litigation Member Ed O’Keefe will be presenting at the 2018 Financial Markets Association Conference on April 18. His presentation will discuss key legislative and regulatory initiatives affecting financial services companies, the rulemaking agenda for the SEC and the CFTC, and regulatory burden relief initiatives undertaken by the banking agencies to date.
Moore & Van Allen welcomes former OCC Deputy Comptroller Kristina B. Whittaker to Financial Regulatory Advice and Response team
Moore & Van Allen PLLC is pleased to announce that Kristina (“Kris”) B. Whittaker, former Deputy Comptroller for Special Supervision in the Office of the Comptroller of the Currency (OCC), has joined the firm’s Charlotte office as Counsel. Whittaker will practice on Moore and Van Allen’s growing Financial Regulatory Advice and Response team. *
THE CLEARING HOUSE ANNUAL CONFERENCE (Nov. 2017)
THE CLEARING HOUSE ANNUAL CONFERENCE (Nov. 2017): Financial Regulatory Advice and Response Team members Ed O’Keefe and Tom Pennington, joined by Neil Bloomfield, Josh Lanning and Brian Soja attended The Clearing House’s Annual Conference in New York City, November 6-8, 2017. MVA served as a Gold Partner for the conference, sponsoring the Annual Chairman’s Reception. The … Continue reading
Presentation to the Association of Corporate Counsel on the Future of the Markets Without LIBOR
PRESENTATION TO THE ACC OF THE FUTURE OF THE MARKETS WITHOUT LIBOR (Nov. 2017) – Neil Bloomfield, Rob Kenny, and Zack King joined with Jim Blair from WCM Global Wealth for a presentation to the Association of Corporate Counsel on a future of the markets where LIBOR may no longer exist. In a speech on … Continue reading
Former Comptroller Curry Honored at OCC Alumni Event
FORMER COMPTROLLER CURRY HONORED AT OCC ALUMNI EVENT (Oct. 2017): On Thursday, October 12, the Alumni Association of the Office of the Comptroller of the Currency (OCC) held a reception and dinner in Washington, D.C. honoring the service and achievements of former Comptroller Thomas J. Curry, who left office on May 5, 2017. Among other … Continue reading
MVA Litigation Client Advisory Update – Judge Refuses to Dismiss SEC Action Against RPM International and Its General Counsel Alleging Loss Contingency Disclosure Failures
MVA LITIGATION CLIENT ADVISORY UPDATE (Oct. 2017): James P. McLoughlin, Jr., Neil T. Bloomfield, and Elena F. Mitchell issued a Client Advisory Update titled “Judge Refuses to Dismiss SEC Action Against RPM International and Its General Counsel Alleging Loss Contingency Disclosure Failures.” On Friday September 29, 2017, U.S. District Judge Amy Berman Jackson denied the motions … Continue reading
MVA Litigation Client Advisory – Timely Disclosure of Investigation Loss Contingencies: The SEC’s Aggressive Enforcement Stance
MVA LITIGATION CLIENT ADVISORY (Aug. 2017): James P. McLoughlin, Jr., Neil T. Bloomfield, and Frank E. Schall issued a Client Advisory titled “Timely Disclosure of Investigation Loss Contingencies: The SEC’s Aggressive Enforcement Stance.” The Advisory discusses SEC v. RPM International, Inc., No. 16-01803 (D.D.C. filed Sept. 9, 2016), in which the SEC has pushed its aggressive … Continue reading
Financial Regulatory Advice and Response Team Issue Client Alert
FINANCIAL REGULATORY ADVICE AND RESPONSE TEAM ISSUE CLIENT ALERT (Aug 2017): Jim McLoughlin, Ed O’Keefe and Tom Pennington issued a client alert titled, “Focusing on the Mission While Watching Macro Trends,” on August 16. The alert provides clients with guidance on how to focus on a commonly understood corporate mission while watching for macro trends … Continue reading
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