20 Aug, 2019

Author: Brian Soja

Brian Soja is a former OCC enforcement attorney who advises global financial institutions in responding to government investigations and inquiries, including investigations involving reference rates and foreign exchange trading, and tax and AML questions raised by the leak of the Panama Papers data. He also advises clients on compliance with various regulations, including the Home Mortgage Disclosure Act (Regulation C), Regulation W, and FDIC regulations on brokered deposits and golden parachutes.

Mecklenburg County Bar’s 18th Banking and Finance Forum on Friday, November 9, 2018

November 26, 2018May 28, 2019 Brian SojaEvents & Publications

Charlotte Associate Brian Soja, a member of MVA’s Financial Regulatory Advice and Response and White Collar, Regulatory Defense, and Investigations practice groups, served as a panelist at Mecklenburg County Bar’s 18th Banking and Finance Forum on November 9. Soja participated…

SEC Issues Disclosure Guidance as Part of Continued Focus on Cybersecurity

November 15, 2018May 28, 2019 Brian SojaBlog, Cybersecurity, SEC

As cybersecurity attacks have continued to gain prominence as a threat posing critical risk management and compliance challenges for financial institutions, the Securities and Exchange Commission (SEC) has emerged as an active federal regulator in this arena. In September 2017,…